FINRA BACKGROUND CHECKS

Ink and Electronic Fingerprinting Solutions for FINRA background check

FINRA Background Checks

First Contact HR offers ink fingerprinting on FINRA fingerprint cards, which are available in our fingerprinting locations.

We also offer live scan, digital fingerprint submissions directly to the Financial Industry Regulatory Authority (FINRA).

As an approved fingerprint channeler, First Contact HR is able to handle all of your Electronic Fingerprint Submissions (EFS) to (FINRA).

Book Appointment

First Contact HR is a certified vendor capable of offering a secure connection where fingerprints can be submitted electronically with results being delivered back to the broker dealer through FINRA Central Registration Depository (CRD). Electronic Fingerprint submissions allow for faster processing times, higher quality fingerprints, reduced rejection rates, and lower FINRA fingerprint processing fees assessed to firms.

Never Submitted Electronic Prints to FINRA?

First Contact HR can transmit electronic submissions directly to FINRA for individuals with the following information:

1. Firm CRD Number
2. Firm Name
3. Firm’s Full Address

Please verify with your firm if transmitting electronically is acceptable. Some firms may ask individuals to be printed on cards, and keep the cards on file for submission to FINRA on your behalf at a specific time.

First Contact HR can capture your fingerprints electronically or on specific forms such as:

FD-258 (FBI) Cards
FINRA Cards
NFA
SF-87
State Specific Cards
Any court related fingerprint forms
Any country specific fingerprint forms

Ready to get started?

Get a Quote